CAP COM Financial Services advisors recognized by LPL Financial

(June 11, 2014) — Four advisors at CAP COM Financial Services, a subsidiary of CAP COM Federal Credit Union, have been recognized by LPL Financial LLC. The top advisor distinction is based on an annual production of all registered advisors supported by LPL Financial.

James Faranda, Senior Financial Consultant, was named to the Chairman’s Club, a distinction awarded to less than six percent of the approximately 13,500 advisors who are affiliated with LPL Financial nationwide John Shartrand, Chief Investment Officer, and Steve Massey, Senior Financial Consultant, were both named to the Director’s Club, a distinction shared by less than 11 percent of LPL advisors.Harry Hartman, Financial Consultant, was named to the Freedom Club, a distinction awarded to less than 12 percent of LPL advisors.

“We congratulate the CAP COM Financial Services advisors for this remarkable achievement, which signifies excellence and a proven ability to deliver innovative financial services and solutions,” said Andy Kalbaugh, managing director, Institution Services.

About CAP COM Federal Credit Union
With more than 100,000 members, CAP COM Federal Credit Union has more than $2 billion in consolidated assets, including the mortgage and investment subsidiaries. The Credit Union is a full-service financial institution with offices located in Albany, Brunswick, Clifton Park, Cohoes, Colonie, Glenmont, Glens Falls, Latham, Niskayuna and North Greenbush. Federally insured by the National Credit Union Administration.  

About LPL Financial
LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), is the nation’s largest independent broker-dealer (based on total revenues, Financial Planning magazine, June 1996-2013), an RIA custodian, and an independent consultant to retirement plans. LPL Financial offers proprietary technology, comprehensive clearing and compliance services, practice management programs and training, and independent research to more than 13,500 financial advisors and approximately 700 financial institutions. In addition, LPL Financial supports more than 4,500 financial advisors licensed with insurance companies by providing customized clearing, advisory platforms and technology solutions. LPL Financial and its affiliates have approximately 3,000 employees with primary offices in Boston, Charlotte, and San Diego. For more information, please visit

Theresa C. Petrone
Foundation/Public Relations Administrator
Phone: (518) 458-2195 x3553
Fax:     (518) 458-7739

CAP COM Financial Services and CAP COM Investment Services – Securities offered through LPL Financial, Member FINRA/SIPC. Insurance products offered through LPL Financial or its licensed affiliates. CAP COM Financial Services is a division of CAP COM Federal Credit Union. Financial planning and tax planning offered through CAP COM Financial Services, LLC, a Registered Investment Advisor. CAP COM Financial Services, CAP COM Investment Services, and CAP COM Federal Credit Union are not registered broker/dealers and are not affiliated with LPL Financial.

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